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MA Ying Mao Andrew

馬英武
CE AZT117Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MA Ying Mao Andrew (CE number AZT117) is an individual licensed by the Hong Kong SFC. First licensed on 2012-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerExcel Shining Asia Limited
卓耀亞洲有限公司

Licence Record (3)

2020-04-29 – present Current
Excel Shining Asia Limited RO
RA 4 RA 9
2018-07-05 – 2020-02-13
Surich Asset Management Limited RO
RA 4 RA 9
2012-07-06 – 2017-10-31
Victory Securities Company Limited Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZT117