Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

GUO Sijing

郭思靜
CE AZR300Licensed IndividualSFO licence active
Official SFC record

GUO Sijing (CE number AZR300) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeRoofer Asset Management Limited
路華資產管理有限公司
RepresentativeRoofer Securities Limited
路華證券有限公司

Licence Record (6)

2024-06-18 – present Current
Roofer Securities Limited Rep
RA 1 RA 4
2024-06-18 – present Current
Roofer Asset Management Limited Rep
RA 9
2021-06-24 – 2024-01-10
Harvest Global Investments Limited Rep
RA 1 RA 4 RA 9
2014-04-09 – 2021-01-12
Fullgoal Asset Management (HK) Limited Rep
RA 1 RA 4 RA 9
2012-06-12 – 2014-02-17
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2012-06-12 – 2014-02-17
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZR300