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ZHU Jiming

朱繼明
CE AZR141Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHU Jiming (CE number AZR141) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerICBC International Capital Limited
工銀國際融資有限公司
Responsible OfficerICBC International Securities Limited
工銀國際證券有限公司

Licence Record (4)

2017-09-07 – present Current
ICBC International Capital Limited RO
RA 1 RA 6
2017-09-07 – present Current
ICBC International Securities Limited RO
RA 1
2012-12-05 – 2017-09-07
ICBC International Securities Limited Rep
RA 1
2012-06-12 – 2017-09-07
ICBC International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZR141