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LO Tang To

盧登滔
CE AZQ963Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Tang To (CE number AZQ963) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFuji Hong Kong Commodities Company Limited
富士香港商品有限公司

Licence Record (6)

2021-03-23 – present Current
Fuji Hong Kong Commodities Company Limited RO
RA 1 RA 2 RA 4 RA 5
2021-12-06 – 2023-11-21
Fuji Hong Kong Commodities Company Limited Rep
RA 1
2020-05-18 – 2020-06-20
Hong Kong Asset Management Limited RO
RA 2
2019-03-15 – 2020-03-13
VERCAP Financial Services Limited RO
RA 2
2016-01-04 – 2019-03-15
VERCAP Financial Services Limited Rep
RA 2
2012-06-20 – 2014-01-03
Jinrui Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZQ963