Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YIU Chun Yu, Carson

饒振宇
CE AZQ706Licensed IndividualSFO licence active
Official SFC record

YIU Chun Yu, Carson (CE number AZQ706) is an individual licensed by the Hong Kong SFC. First licensed on 2012-07-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCapula Investment Management Asia Limited

Licence Record (2)

2024-11-11 – present Current
Capula Investment Management Asia Limited Rep
RA 1 RA 9
2012-07-19 – 2014-04-23
HSBC Broking Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZQ706