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WONG Adrian Alexander

王一鳴
CE AZO719Licensed IndividualSFO licence active
Official SFC record

WONG Adrian Alexander (CE number AZO719) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司

Licence Record (2)

2026-03-19 – present Current
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 2
2012-05-28 – 2026-03-18
SMBC Capital Markets (Asia) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZO719