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LEUNG Hong Kan

梁康勤
CE AZM887Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Hong Kan (CE number AZM887) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Renaissance Broking Services (Hong Kong) Limited
華興金融服務(香港)有限公司
Responsible OfficerChina Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司

Licence Record (4)

2019-11-06 – present Current
China Renaissance Securities (Hong Kong) Limited RO
RA 1 RA 4
2019-06-18 – present Current
China Renaissance Broking Services (Hong Kong) Limited RO
RA 1
2014-06-27 – 2018-04-30
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2 RA 7
2012-06-01 – 2014-03-20
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 4 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZM887