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TO Hei Man

杜曦民
CE AZL395Licensed IndividualSFO licence active
Official SFC record

TO Hei Man (CE number AZL395) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-10. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMillennium Capital Management (Hong Kong) Limited

Licence Record (4)

2022-05-19 – 2025-12-09
Manulife Investment Management (Hong Kong) Limited Rep
RA 4 RA 5 RA 9
2017-07-17 – 2022-04-29
Allianz Global Investors Asia Pacific Limited Rep
RA 4 RA 9
2014-08-25 – 2017-05-31
Point72 Hong Kong Limited Rep
RA 9
2012-05-10 – 2014-01-31
Deutsche Securities Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZL395