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WANG Dingwen

王鼎文
CE AZL196Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Dingwen (CE number AZL196) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerYong Rong (HK) Asset Management Limited
涌容(香港)資產管理有限公司

Licence Record (4)

2021-10-28 – present Current
Yong Rong (HK) Asset Management Limited RO
RA 9
2019-01-11 – 2021-10-28
Yong Rong (HK) Asset Management Limited Rep
RA 9
2012-05-15 – 2013-09-28
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9
2012-05-15 – 2013-09-28
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZL196