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AU YEUNG Wai Kin

歐陽偉健
CE AZJ599Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

AU YEUNG Wai Kin (CE number AZJ599) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDraco Capital Limited
瓏盛資本有限公司

Licence Record (8)

2021-03-04 – present Current
Draco Capital Limited RO
RA 6
2020-10-30 – 2021-03-04
Draco Capital Limited Rep
RA 6
2017-10-13 – 2017-12-05
VBG Capital Limited Rep
RA 1 RA 6
2016-11-09 – 2017-09-26
RHB Capital Hong Kong Limited Rep
RA 1 RA 6
2016-08-22 – 2016-11-01
Fosun International Securities Limited Rep
RA 6
2013-06-28 – 2020-10-21
Donvex Capital Limited Rep
RA 6
2012-05-30 – 2013-04-08
KVB Kunlun Securities (HK) Limited Rep
RA 1
2012-05-30 – 2013-04-08
CA Premium International (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZJ599