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AU Wing Wang

歐永宏
CE AZJ526Licensed IndividualSFO licence active
Official SFC record

AU Wing Wang (CE number AZJ526) is an individual licensed by the Hong Kong SFC. First licensed on 2012-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSuccess Securities Limited
實德證券有限公司

Licence Record (2)

2014-08-08 – present Current
Success Securities Limited Rep
RA 1
2012-04-30 – 2018-09-30
Success Futures and Foreign Exchange Limited Rep
RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZJ526