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LAU Kon Man

劉幹文
CE AZG706Licensed IndividualSFO licence active
Official SFC record

LAU Kon Man (CE number AZG706) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZheng He Capital Management Limited
鄭和資本管理有限公司

Licence Record (5)

2025-06-10 – 2026-05-22
Innovax Asset Management Limited RO
RA 9
2022-04-21 – 2024-10-31
APlus Partners Asset Management Limited RO
RA 4 RA 9
2022-04-01 – 2022-04-21
APlus Partners Asset Management Limited Rep
RA 4 RA 9
2016-09-26 – 2017-02-15
China Everbright Investment Management Limited Rep
RA 4 RA 9
2012-08-09 – 2016-09-26
China Everbright Global Investment Advisors Company Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZG706