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YIU Chun Kit Ernest

姚俊傑
CE AZG432Licensed IndividualSFO licence active
Official SFC record

YIU Chun Kit Ernest (CE number AZG432) is an individual licensed by the Hong Kong SFC. First licensed on 2012-04-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSBI China Capital Financial Services Limited
軟庫中華金融服務有限公司

Licence Record (6)

2021-08-16 – present Current
SBI China Capital Financial Services Limited Rep
RA 1
2017-12-05 – 2018-08-03
Beevest Securities Limited Rep
RA 1 RA 4
2016-05-20 – 2017-04-05
Huajin Securities (International) Limited Rep
RA 1
2016-05-20 – 2017-04-05
Huajin Futures (International) Limited Rep
RA 2
2012-10-04 – 2015-07-07
Centaline Securities Limited Rep
RA 1
2012-04-23 – 2015-07-07
Centaline Wealth Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZG432