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XU Vincent

徐學哲
CE AZF683Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Vincent (CE number AZF683) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-27. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEquities First Holdings Hong Kong Limited

Licence Record (3)

2026-10-06 – present Current
Equities First Holdings Hong Kong Limited RO
RA 1
2018-11-19 – 2026-10-06
Equities First Holdings Hong Kong Limited Rep
RA 1
2012-03-27 – 2012-10-08
Tiger Securities Asset Management Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZF683