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NG Wai Kit

吳偉杰
CE AZD315Licensed IndividualSFO licence active
Official SFC record

NG Wai Kit (CE number AZD315) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNovel Wealth Management Limited
諾緯資產管理有限公司

Licence Record (8)

2025-06-03 – present Current
Novel Wealth Management Limited Rep
RA 1 RA 4 RA 9
2021-10-05 – 2021-11-23
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2021-10-05 – 2021-11-23
CITIC Securities Futures (HK) Limited Rep
RA 2
2018-03-28 – 2019-04-03
China Everbright Securities (HK) Limited Rep
RA 1
2018-03-28 – 2019-04-03
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2018-03-28 – 2019-04-03
China Everbright Forex & Futures (HK) Limited Rep
RA 2
2012-03-12 – 2019-04-03
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2012-03-12 – 2019-04-03
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZD315