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LO Tak Wing

盧得榮
CE AZD137Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Tak Wing (CE number AZD137) is an individual licensed by the Hong Kong SFC. First licensed on 2012-04-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSKYVAST ASSET MANAGEMENT LIMITED
天澤資產管理有限公司
Responsible OfficerSKYVAST SECURITIES LIMITED
天澤證券有限公司

Licence Record (5)

2022-12-28 – present Current
SKYVAST SECURITIES LIMITED RO
RA 1 RA 4
2022-12-28 – present Current
SKYVAST ASSET MANAGEMENT LIMITED RO
RA 4 RA 9
2019-09-18 – 2022-11-15
Zhenro Securities Co. Limited RO
RA 1
2019-09-18 – 2022-11-15
Zhenro Asset Management Co. Limited RO
RA 9
2012-04-05 – 2014-08-20
ARCH Capital Management Co. Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZD137