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WONG King Pan

王琼斌
CE AZC273Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG King Pan (CE number AZC273) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCrosby Securities Limited
高誠證券有限公司
Responsible OfficerEmperor Corporate Finance Limited
英皇企業融資有限公司
RepresentativeEmperor Corporate Finance Limited
英皇企業融資有限公司

Licence Record (4)

2025-12-02 – present Current
Crosby Securities Limited RO
RA 6
2020-06-09 – present Current
Emperor Corporate Finance Limited RO
RA 6
2014-04-11 – present Current
Emperor Corporate Finance Limited Rep
RA 1 RA 6
2012-03-08 – 2013-08-31
Innoform-Ashfield Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZC273