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YIM Charles

嚴儲文
CE AZB751Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIM Charles (CE number AZB751) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAnglo Chinese Corporate Finance, Limited
英高財務顧問有限公司

Licence Record (4)

2022-09-22 – present Current
Anglo Chinese Corporate Finance, Limited RO
RA 6
2018-05-18 – 2022-09-22
Anglo Chinese Corporate Finance, Limited Rep
RA 6
2015-06-03 – 2022-07-28
Anglo Chinese Securities, Limited Rep
RA 1 RA 4 RA 9
2012-03-02 – 2013-07-31
Richland Worldwide Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZB751