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GUPTA Saurabh

CE AYV665Licensed IndividualSFO licence active
Official SFC record

GUPTA Saurabh (CE number AYV665) is an individual licensed by the Hong Kong SFC. First licensed on 2012-04-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDST Investment Management Limited

Licence Record (1)

2012-04-23 – present Current
DST Investment Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYV665