Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHIA Pock Yuen, Eddie

謝博渊
CE AYT667Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHIA Pock Yuen, Eddie (CE number AYT667) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
RepresentativeBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (5)

2020-10-23 – present Current
China Life Franklin Asset Management Co., Limited RO
RA 1 RA 4 RA 9
2019-11-04 – 2020-10-23
China Life Franklin Asset Management Co., Limited Rep
RA 4 RA 9
2019-06-24 – 2019-11-01
GaoTeng Global Asset Management Limited Rep
RA 4 RA 9
2016-12-06 – 2019-06-12
Harvest Global Investments Limited Rep
RA 4 RA 9
2012-01-06 – 2014-03-28
HSBC Securities Brokers (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYT667