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SUN Xiaolu

孫肖魯
CE AYT327Licensed IndividualSFO licence active
Official SFC record

SUN Xiaolu (CE number AYT327) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeD. E. Shaw & Co. (Asia Pacific) Limited
德劭(亞太)有限公司

Licence Record (2)

2012-10-19 – present Current
D. E. Shaw & Co. (Asia Pacific) Limited Rep
RA 1 RA 9
2012-01-10 – 2012-02-24
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYT327