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WANG Chong

王冲
CE AYS816Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Chong (CE number AYS816) is an individual licensed by the Hong Kong SFC. First licensed on 2012-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPrideRock Global Investment Management Limited
晟元全球投資管理有限公司

Licence Record (4)

2020-04-29 – present Current
PrideRock Global Investment Management Limited RO
RA 4 RA 9
2017-08-14 – 2018-06-30
Big Bay Securities (HK) Limited RO
RA 1
2017-02-06 – 2018-06-30
Big Bay Asset Management (HK) Limited RO
RA 4 RA 9
2012-02-01 – 2016-10-03
Victory Securities Company Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYS816