Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN Chun Wing

陳俊榮
CE AYS019Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Chun Wing (CE number AYS019) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerRaffAello Capital Limited
RepresentativeRaffAello Capital Limited

Licence Record (4)

2020-03-18 – present Current
RaffAello Capital Limited Rep
RA 6
2018-04-23 – 2019-02-28
Giraffe Capital Limited RO
RA 1
2017-08-09 – 2019-02-28
Giraffe Capital Limited Rep
RA 6
2012-01-19 – 2017-07-31
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYS019