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SHI Qian

史騫
CE AYQ637Licensed IndividualSFO licence active
Official SFC record

SHI Qian (CE number AYQ637) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePing An of China Capital (Hong Kong) Company Limited
中國平安資本(香港)有限公司

Licence Record (3)

2023-02-20 – 2026-05-26
CMB International Capital Limited RO
RA 1 RA 6
2016-11-28 – 2023-02-20
CMB International Capital Limited Rep
RA 1 RA 6
2012-06-07 – 2013-08-31
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYQ637