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ZHANG Jun

張俊
CE AYQ322Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Jun (CE number AYQ322) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCithara Investment International Limited
信庭投資國際有限公司

Licence Record (4)

2016-07-18 – present Current
Cithara Investment International Limited RO
RA 4 RA 9
2013-11-26 – 2016-07-06
Midas Capital Partners Hong Kong Limited RO
RA 4 RA 9
2011-12-09 – 2013-11-08
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2011-12-09 – 2013-11-08
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYQ322