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LI Xiaoxiao

李肖肖
CE AYP082Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Xiaoxiao (CE number AYP082) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerICBC International Futures Limited
工銀國際期貨有限公司
Responsible OfficerICBC International Securities Limited
工銀國際證券有限公司

Licence Record (4)

2020-04-29 – present Current
ICBC International Futures Limited RO
RA 2
2012-03-09 – present Current
ICBC International Securities Limited RO
RA 1 RA 4
2017-04-28 – 2020-04-29
ICBC International Futures Limited Rep
RA 2
2011-12-05 – 2020-04-29
ICBC International Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYP082