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XU Tianjie

許天杰
CE AYO003Licensed IndividualSFO licence active
Official SFC record

XU Tianjie (CE number AYO003) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (3)

2021-05-18 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2019-01-16 – 2021-04-16
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2011-11-28 – 2018-10-26
SG Securities (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYO003