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LI Jingbo

李景波
CE AYN948Licensed IndividualResponsible OfficerSFO licence active

LI Jingbo (CE number AYN948) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 4 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerHuaan Securities (Hong Kong) Asset Management Limited
華安證券(香港)資產管理有限公司
Responsible OfficerHuaan Securities (Hong Kong) Brokerage Limited
華安證券(香港)經紀有限公司
Responsible OfficerHuaan Securities (Hong Kong) Corporate Finance Limited
華安證券(香港)融資有限公司
Responsible OfficerHuaan Securities (Hong Kong) Futures Limited
華安證券(香港)期貨有限公司

Licence Record (5)