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SHU Yat Ming Andy

舒日明
CE AYM896Licensed IndividualSFO licence active
Official SFC record

SHU Yat Ming Andy (CE number AYM896) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCES Commodities (HK) Limited
光證期貨（香港）有限公司
RepresentativeCES Forex (HK) Limited
光證外匯（香港）有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務（香港）有限公司

Licence Record (4)

2013-08-26 – present Current
CES Commodities (HK) Limited Rep
RA 2
2013-08-26 – present Current
CES Forex (HK) Limited Rep
RA 3
2013-04-22 – present Current
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2012-06-20 – 2012-09-25
AXA China Region Investment Services Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYM896