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WANG Chuang

王闖
CE AYM559Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Chuang (CE number AYM559) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAuspicious Capital Management Limited
喜兆資產管理有限公司

Licence Record (4)

2013-11-22 – present Current
Auspicious Capital Management Limited RO
RA 9
2012-04-27 – 2013-03-20
Goldman Sachs (Asia) Securities Limited Rep
RA 1
2011-12-05 – 2013-03-20
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2011-12-05 – 2013-03-20
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYM559