LEE Wing Yu

李穎妤

CE AYK447Licensed IndividualResponsible OfficerSFO licence active

LEE Wing Yu (CE number AYK447) is an individual licensed by the Hong Kong SFC. First licensed on 2011-12-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	South China Capital Limited 南華融資有限公司
Responsible Officer	South China Securities Limited 南華證券投資有限公司

Licence Record (11)

2020-07-02 – present Current

South China Securities Limited RO

RA 1

2020-07-02 – present Current

South China Capital Limited RO

RA 6

2020-05-28 – 2020-07-02

South China Securities Limited Rep

RA 1

2020-05-28 – 2020-07-02

South China Capital Limited Rep

RA 6

2019-09-03 – 2020-03-08

China Sunrise Capital Limited RO

RA 1 RA 6

2019-06-25 – 2019-09-03

China Sunrise Capital Limited Rep

RA 1 RA 6

2017-09-06 – 2019-03-20

First Prosperous Capital Company Limited RO

RA 1 RA 6

2017-08-15 – 2018-01-24

First Prosperous Capital Company Limited Rep

RA 1 RA 6

2016-02-15 – 2017-07-31

Asia Pacific Financial Capital Limited RO

RA 6

2012-03-21 – 2016-02-15

Asia Pacific Financial Capital Limited Rep

RA 6

2011-12-05 – 2017-07-31

Asia Pacific Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYK447