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FAN Jianqiang

樊建強
CE AYI690Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FAN Jianqiang (CE number AYI690) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOrient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
Responsible OfficerOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (7)

2021-09-28 – present Current
Orient Securities (Hong Kong) Limited RO
RA 1
2015-08-03 – present Current
Orient Futures (Hong Kong) Limited RO
RA 2
2015-07-13 – 2021-09-28
Orient Securities (Hong Kong) Limited Rep
RA 1
2015-07-13 – 2015-08-03
Orient Futures (Hong Kong) Limited Rep
RA 2
2015-02-12 – 2015-07-02
BMF Asset Management Limited RO
RA 4 RA 9
2013-05-08 – 2014-12-31
Zhonghao International Investment Consulting Co., Limited RO
RA 5
2012-05-23 – 2014-12-31
Zhonghao International Futures Co., Limited RO
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYI690