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WONG Yau Ming

王祐明
CE AYI434Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Yau Ming (CE number AYI434) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerJVSakk Asset Management Limited
匯通永利資產管理有限公司
RepresentativeJVSakk Asia Limited
匯通永利亞洲有限公司

Licence Record (3)

2019-04-15 – present Current
JVSakk Asia Limited Rep
RA 1
2016-11-08 – present Current
JVSakk Asset Management Limited RO
RA 9
2011-11-01 – 2016-11-08
JVSakk Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYI434