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HO Ting Kin

何庭堅
CE AYI236Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Ting Kin (CE number AYI236) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFunderstone Securities Limited

Licence Record (8)

2021-10-25 – present Current
Funderstone Securities Limited RO
RA 6
2021-09-16 – 2021-10-25
Funderstone Securities Limited Rep
RA 6
2021-04-26 – 2021-08-31
Jun Hui International Finance Limited RO
RA 6
2021-01-29 – 2021-04-26
Jun Hui International Finance Limited Rep
RA 6
2018-08-22 – 2020-12-28
Huajin Corporate Finance (International) Limited Rep
RA 6
2017-09-25 – 2018-08-03
Guosen Securities (HK) Capital Company Limited Rep
RA 6
2015-06-19 – 2017-09-08
Convoy Capital Hong Kong Limited Rep
RA 6
2011-11-11 – 2012-02-28
Computershare Hong Kong Investor Services Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYI236