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LIU Yu

劉煜
CE AYH745Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LIU Yu (CE number AYH745) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-19. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerCMB Wing Lung Bank Limited
招商永隆銀行有限公司

Licence Record (6)

2018-12-11 – 2020-06-24
China Securities (International) Brokerage Company Limited RO
RA 1 RA 4
2018-12-11 – 2020-06-24
China Securities (International) Corporate Finance Company Limited RO
RA 1 RA 6
2018-07-24 – 2018-12-11
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2018-07-24 – 2018-12-11
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2012-12-05 – 2014-06-11
ICBC International Securities Limited Rep
RA 1
2011-10-19 – 2014-06-11
ICBC International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYH745