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KAM Shou Him Thomas

甘守謙
CE AYG344Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KAM Shou Him Thomas (CE number AYG344) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCynergy Asset Management Limited

Licence Record (7)

2016-01-28 – present Current
Cynergy Asset Management Limited RO
RA 4 RA 9
2025-04-16 – 2025-05-27
Cynergy Asset Management Limited Rep
RA 4 RA 9
2024-11-04 – 2025-02-21
Frontier Capital Management Limited Rep
RA 1 RA 4 RA 9
2023-10-31 – 2024-03-26
Kingbridge Capital Asset Management Limited RO
RA 4 RA 9
2021-07-26 – 2022-01-06
Phoenix Capital (International) Limited RO
RA 4 RA 9
2021-05-20 – 2021-07-26
Phoenix Capital (International) Limited Rep
RA 4 RA 9
2011-11-11 – 2015-06-12
Creative Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYG344