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LAU Kwun Shing

劉冠成
CE AYG096Licensed IndividualSFO licence active
Official SFC record

LAU Kwun Shing (CE number AYG096) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCIF Securities Futures Limited
混沌天成國際證券期貨有限公司

Licence Record (8)

2018-09-28 – present Current
CIF Securities Futures Limited Rep
RA 1 RA 2
2017-10-25 – 2020-03-30
CIF Global Markets (HK) Limited Rep
RA 3
2017-04-13 – 2019-03-13
Chaos International Financial Limited Rep
RA 2
2016-05-26 – 2017-04-04
Seazen Resources Securities Limited Rep
RA 1
2015-06-15 – 2017-04-04
Seazen Resources Futures Limited Rep
RA 2
2013-10-02 – 2014-10-15
China Glory Securities Company Limited Rep
RA 1 RA 2
2013-10-02 – 2015-05-20
KOG Forex Limited Rep
RA 3
2011-10-14 – 2012-07-04
Nerico Brothers Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYG096