Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHU Yunyue

朱云岳
CE AYF758Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHU Yunyue (CE number AYF758) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerYue Kun Research Limited
躍鯤研發有限公司

Licence Record (3)

2013-10-15 – present Current
Yue Kun Research Limited RO
RA 1 RA 2
2011-10-12 – 2012-08-17
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7
2011-10-12 – 2012-08-17
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYF758