Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Ming Ki, Vickie

劉明琪
CE AYE811Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Ming Ki, Vickie (CE number AYE811) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible Officer919 INVESTMENT LIMITED
919 投資有限公司

Licence Record (6)

2024-11-12 – present Current
919 INVESTMENT LIMITED RO
RA 4 RA 9
2017-04-11 – 2024-10-31
Astrum Capital Management Limited RO
RA 9
2014-07-29 – 2015-03-06
Formax Asset Management Limited Rep
RA 9
2014-05-07 – 2014-07-15
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 4
2013-12-09 – 2024-10-31
Astrum Capital Management Limited Rep
RA 1 RA 9
2011-10-24 – 2013-11-30
Blossomhill Investment Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYE811