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NG Tung

吳橦
CE AYE533Licensed IndividualSFO licence active
Official SFC record

NG Tung (CE number AYE533) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司

Licence Record (7)

2025-02-11 – present Current
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 9
2018-05-14 – 2024-11-18
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2018-05-14 – 2024-11-18
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2014-03-26 – 2015-06-21
Soochow Securities International Brokerage Limited Rep
RA 1
2012-07-16 – 2014-03-07
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2012-06-22 – 2012-07-01
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1
2011-10-06 – 2012-07-01
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYE533