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WOODCOCK Charles Maxwell Howieson

CE AYD171Licensed IndividualSFO licence active
Official SFC record

WOODCOCK Charles Maxwell Howieson (CE number AYD171) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMarex Financial Services Hong Kong Limited

Licence Record (9)

2026-06-16 – present Current
Marex Financial Services Hong Kong Limited Rep
RA 1 RA 2
2023-02-23 – 2026-01-14
Outset Global (Hong Kong) Limited RO
RA 1 RA 2
2022-12-14 – 2023-02-23
Outset Global (Hong Kong) Limited Rep
RA 1
2021-04-13 – 2021-05-07
Kaizen Capital Partners Limited Rep
RA 9
2017-10-19 – 2021-03-28
Zaaba Capital Limited Rep
RA 9
2016-08-30 – 2017-03-01
Asiya Investments Hong Kong Limited Rep
RA 4 RA 9
2016-03-08 – 2016-06-25
Pearl Street Advisors Limited Rep
RA 9
2013-05-06 – 2016-01-26
Louis Capital Markets (Hong Kong) Limited Rep
RA 1
2011-10-03 – 2012-06-01
Renaissance Capital (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYD171