KWOK Yin Fan

郭燕芬

CE AYC902Licensed IndividualResponsible OfficerSFO licence active

KWOK Yin Fan (CE number AYC902) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Fulbright Asset Management Limited 富昌資產管理有限公司
Responsible Officer	Fulbright Futures Limited 富昌期貨有限公司
Responsible Officer	Fulbright Securities Limited 富昌證券有限公司

Licence Record (7)

2021-10-21 – present Current

Fulbright Futures Limited RO

RA 2 RA 5

2021-10-21 – present Current

Fulbright Asset Management Limited RO

RA 9

2019-01-21 – present Current

Fulbright Securities Limited RO

RA 1 RA 4

2018-07-30 – 2019-01-21

Fulbright Securities Limited Rep

RA 1 RA 4

2018-07-30 – 2021-10-21

Fulbright Futures Limited Rep

RA 2 RA 5

2018-07-30 – 2021-10-21

Fulbright Asset Management Limited Rep

RA 9

2011-10-04 – 2012-06-30

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYC902