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CHAN Yu Kai

陳裕楷
CE AYC303Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Yu Kai (CE number AYC303) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVSFG Asset Management Limited
意博資產管理有限公司

Licence Record (5)

2023-02-08 – present Current
VSFG Asset Management Limited RO
RA 1 RA 4 RA 9
2022-10-03 – 2023-02-08
VSFG Asset Management Limited Rep
RA 1 RA 4 RA 9
2021-07-20 – 2022-09-30
Venture Smart Asia Limited Rep
RA 1 RA 4 RA 9
2017-09-04 – 2017-12-19
Fitch (Hong Kong) Limited Rep
RA 10
2011-09-26 – 2015-07-09
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYC303