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WONG Ho Yan

黃浩恩
CE AYA616Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Ho Yan (CE number AYA616) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWilson International Capital Limited
滙生國際資本有限公司

Licence Record (10)

2019-11-21 – present Current
Wilson International Capital Limited RO
RA 6
2019-10-24 – 2019-11-21
Wilson International Capital Limited Rep
RA 6
2018-11-07 – 2019-09-12
RHB Capital Hong Kong Limited RO
RA 6
2018-09-19 – 2019-09-12
RHB Capital Hong Kong Limited Rep
RA 1 RA 6
2017-10-23 – 2018-09-15
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2017-10-23 – 2018-09-15
Ping An of China Capital (Hong Kong) Company Limited RO
RA 6
2017-05-11 – 2017-07-21
China Everbright Capital Limited RO
RA 6
2014-07-29 – 2017-07-21
China Everbright Capital Limited Rep
RA 1 RA 6
2011-10-03 – 2014-07-08
Kingsway Financial Services Group Limited Rep
RA 1
2011-10-03 – 2014-07-08
Kingsway Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYA616