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ZHANG Yun

張雲
CE AXZ985Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Yun (CE number AXZ985) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Universal Asset Management (Hong Kong) Company Limited
匯添富資產管理(香港)有限公司
RepresentativeChina Universal Asset Management (Hong Kong) Company Limited
匯添富資產管理(香港)有限公司

Licence Record (4)

2019-06-13 – present Current
China Universal Asset Management (Hong Kong) Company Limited RO
RA 1
2011-09-09 – present Current
China Universal Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2017-02-08 – 2017-07-29
Dongxing Securities (Hong Kong) Asset Management Company Limited RO
RA 4 RA 9
2016-02-18 – 2017-02-09
Dongxing Securities (Hong Kong) Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXZ985