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LONG Yanshu

龍妍抒
CE AXZ894Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LONG Yanshu (CE number AXZ894) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCMB International Capital Limited
招銀國際融資有限公司

Licence Record (3)

2021-07-27 – present Current
CMB International Capital Limited RO
RA 1 RA 6
2020-07-20 – 2021-07-27
CMB International Capital Limited Rep
RA 1 RA 6
2011-09-06 – 2020-06-26
ABCI Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXZ894