Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HOANG Hubert

CE AXY800Licensed IndividualSFO licence active
Official SFC record

HOANG Hubert (CE number AXY800) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLGT Investment Management (Asia) Limited

Licence Record (5)

2018-10-05 – present Current
LGT Investment Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2016-10-11 – 2018-07-18
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2015-11-13 – 2018-07-18
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9
2015-11-13 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2011-09-01 – 2015-10-30
SG Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXY800