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LAU Wing Lam

劉永霖
CE AXY063Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Wing Lam (CE number AXY063) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAmasse Capital Limited
寶積資本有限公司
RepresentativeAmasse Asset Management Limited
寶積資產管理有限公司

Licence Record (5)

2022-04-26 – present Current
Amasse Asset Management Limited Rep
RA 4 RA 9
2016-08-11 – present Current
Amasse Capital Limited RO
RA 6
2014-08-12 – 2026-05-22
Amasse Capital Limited Rep
RA 1 RA 6
2013-11-04 – 2014-08-03
VMS Securities Limited Rep
RA 1 RA 6
2011-08-25 – 2013-10-18
JW Capital Securities Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXY063