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CHEN Hao

陳昊
CE AXX901Licensed IndividualSFO licence active
Official SFC record

CHEN Hao (CE number AXX901) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePictet Asset Management (Hong Kong) Limited
瑞士百達資產管理(香港)有限公司

Licence Record (2)

2014-09-10 – present Current
Pictet Asset Management (Hong Kong) Limited Rep
RA 1 RA 2 RA 9
2011-08-23 – 2014-08-16
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXX901