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WONG Wai Yam

王為任
CE AXX085Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Wai Yam (CE number AXX085) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHuajin Corporate Finance (International) Limited
華金融資(國際)有限公司
Responsible OfficerHuajin Securities (International) Limited
華金證券(國際)有限公司

Licence Record (5)

2021-03-09 – present Current
Huajin Securities (International) Limited RO
RA 1
2017-02-13 – present Current
Huajin Corporate Finance (International) Limited RO
RA 6
2021-02-03 – 2021-03-09
Huajin Securities (International) Limited Rep
RA 1
2016-11-25 – 2017-02-13
Huajin Corporate Finance (International) Limited Rep
RA 6
2011-08-19 – 2016-11-19
Cinda International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXX085